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  • Non-regulated financial services businesses

Non-regulated financial services businesses

We have many years' wide experience in the following service areas:

  • Performance of limited and full audits in accordance with the Code of Obligations
  • Auditing of individual and consolidated financial statements in accordance with IFRS and US GAAP
  • Anti-money laundering audits of directly subordinated financial intermediaries (DUFI) and in accordance with the regulations of self-regulating organisations
  • Auditing compliance with the codes of professional conduct of self-regulating organisations (SAAM, Poly-Asset etc.)
  • Providing active assistance in the authorisation process as a directly subordinated financial intermediary and in the admission processes of self-regulating organisations
  • Providing advice on issues relating to organisation, risk management and compliance
  • Providing expert and second opinions
  • Consulting and support on regulatory issues
  • Regulatory & compliance services

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