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  • Compliance for Asset Managers

Compliance for Asset Managers


Asset managers face even stricter compliance requirements now that FinSA and FinIA have entered into force. Due to our vast expertise in the financial market sector, we are able to support managers of collective investment schemes or individual assets. Our knowledgeable advisers will assist you with any questions related to the following topics:

  • Financial Services Act (FinSA)
  • Financial Institutions Act (FinIA)
  • Collective Investment Schemes Act (CISA)
  • Pension law (BVG/BVV 2/ASV)
  • Anti-Money Laundering Act (AMLA)
  • Financial Market Supervision Act (FINMASA)
  • MiFID II
  • Professional and industry standards
  • Corporate law



BDO Service Platform for Asset Managers

Would you like to focus on your core business, while simultaneously ensuring that all compliance requirements are met in an efficient manner? The BDO Service Platform for Asset Managers allows small to medium-sized asset management providers to manage the complex requirements of the future with reasonable effort and expense.


Your Benefits


The BDO Service Platform consists of three modules. You choose the content and scope of your individual service package.




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